Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
 
FORM SD

SPECIALIZED DISCLOSURE REPORT
 
COLGATE-PALMOLIVE COMPANY
(Exact name of registrant as specified in its charter)
 
Delaware1-64413-1815595
(State or Other Jurisdiction of Incorporation)(Commission File Number)(I.R.S. Employer Identification No.)
 
300 Park Avenue
New York,New York10022
(Address of Principal Executive Offices)(Zip Code)


Stanley J. Sutula III
Chief Financial Officer
(212) 310-2000
(Name and telephone number, including area code, of the person to contact in connection with this report.)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:
 
 Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the
 reporting period from January 1 to December 31, 2022.
 





Section 1 - Conflict Mineral Disclosure

Item 1.01.    Conflict Minerals Disclosure and Report

Colgate-Palmolive Company (the “Company”) has filed this Specialized Disclosure Form (Form SD) (including the Conflict Minerals Report) for the year ended December 31, 2022 to comply with Rule 13p-1 under the Securities Exchange Act of 1934 relating to “conflict minerals.” This report is also available in the “Investors” section of the Company’s website at https://www.colgatepalmolive.com. The reference to the Company’s website is provided for convenience only, and its contents are not incorporated by reference into this Specialized Disclosure Form (Form SD) nor deemed filed with the U.S. Securities and Exchange Commission.

Item 1.02.    Exhibit

The Company’s Conflict Minerals Report for the year ended December 31, 2022 is filed as Exhibit 1.01 of this Specialized Disclosure Form (Form SD).

Section 2 - Exhibits

Item 2.01.    Exhibits

Exhibit 1.01





SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
  COLGATE-PALMOLIVE COMPANY 
     
Date: May 26, 2023 
By:      /s/ Stanley J. Sutula III                   
 
  Name: Stanley J. Sutula III 
  Title:   Chief Financial Officer 
3

Document

Exhibit 1.01
Colgate-Palmolive Company
Conflict Minerals Report
for the Year Ended December 31, 2022
This Conflict Minerals Report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 relating to “conflict minerals” (the “Rule”). For purposes of the Rule, “conflict minerals” are limited to cassiterite, columbite-tantalite, wolframite and gold, including their derivatives, which are limited to tin, tantalum and tungsten.
Introduction
Colgate-Palmolive Company (the “Company”) is a caring, innovative growth company reimagining a healthier future for all people, their pets and our planet. The Company’s products are marketed in over 200 countries and territories throughout the world. As a result of the Company’s global operations, its supply chain sources materials, finished products and services globally and from a large number of suppliers. The Company does not typically source any minerals, including conflict minerals, directly from mines, smelters or refiners and is several supply chain levels removed from these market activities.

The Company manufactures and markets a wide array of oral care, personal care, home care and pet nutrition products. As required by the Rule, the Company has conducted a review of its products to determine whether they contain conflict minerals that are necessary to their functionality or production. Only a small number of the Company’s products were determined to contain necessary conflict minerals. The Company determined that necessary conflict minerals were contained in components of its electric and battery toothbrushes and certain oral care devices.

Reasonable Country of Origin Inquiry
As required by the Rule, the Company conducted a reasonable country of origin inquiry into its supply chain to determine whether any of the conflict minerals contained in its products originated in the Democratic Republic of Congo or adjoining countries (collectively, the “Covered Countries”).
Supplier Survey
The Company identified its materials and products that contain necessary conflict minerals by reviewing its reasonable country of origin inquiry survey results from the prior year, searching its product formula database and interviewing internal product ingredient experts. The Company requested that each of the suppliers of these materials and/or products complete the Conflict Minerals Reporting Template developed by the Responsible Minerals Initiative (“RMI”). Responses were reviewed for consistency and completeness, and follow-up inquiries were conducted if necessary. The results of the supplier survey were shared with members of senior management.
Results of Survey
The Company received responses from 100% of the surveyed suppliers. All but three of the surveyed suppliers indicated that the smelters in their supply chains do not source conflict minerals from the Covered Countries. As of May 25, 2023, 73% of the smelters identified by the surveyed suppliers were listed as (i) “compliant” with RMI’s Responsible Minerals Assurance Process (“RMAP”) assessment protocols (meaning they either had a currently valid audit or a re-audit in progress or, with respect to certain gold smelters, had successfully completed a cross-recognized assessment with the London Bullion Market Association (“LBMA”) and/or Responsible Jewelry Council (“RJC”)), or (ii) “active” (meaning they are participating in the RMAP by agreeing to complete the audit process). 27% of the smelters identified by the surveyed suppliers were not listed as “compliant” or “active” by RMI; 100% of these smelters were provided by one supplier (“Supplier 1”), though another supplier (“Supplier 2”) also sources conflict minerals from one of these smelters. Supplier 1 has previously indicated that none of the smelters identified in its supply chain is known by Supplier 1 as sourcing conflict minerals that directly or indirectly finance or benefit armed groups in the Covered Countries. In addition, Supplier 1 and Supplier 2 were unable to identify all of the smelters supplying conflict minerals to their supply chains, so there may be other non-identified smelters in the Company’s supply chain. One of the Company’s other suppliers indicated that 100% of the conflict minerals necessary to the functionality or production of its products originated from recycled or scrap sources.






Due Diligence Process
The Company has exercised due diligence on its supply chain, with the goal of determining that the necessary conflict minerals contained in its products did not directly or indirectly finance or benefit armed groups in the Covered Countries. The Company designed its due diligence process to comply in all substantive respects to the framework set forth in the Organization for Economic Cooperation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (the “OECD Framework”).
The Company performed the following due diligence steps:
(1)Establish strong company management systems
The Company has adopted a conflict minerals policy, which includes information on how to contact the Company for further information and/or to report concerns. The policy is available in the “Sustainability” section of the Company’s website at https://www.colgatepalmolive.com.
The Company has incorporated its conflict minerals policy into its Third Party Code of Conduct, which conveys the Company’s expectations regarding ethical conduct to third parties with whom the Company does business.
The Company has established a team of employees from its procurement, legal and sustainability functions to design and implement its conflict minerals compliance efforts with senior executive level support and oversight.
The Company has provided background information and training on the Rule to employees involved in its conflict minerals compliance efforts.
The Company requested relevant suppliers to identify the smelters of the conflict minerals in their materials or products.

(2)Identify and assess risks in the supply chain
As described above under “Reasonable Country of Origin Inquiry,” in order to determine the mine or location of origin of the conflict minerals in the Company’s supply chain with the greatest possible specificity, the Company requested its relevant suppliers to complete the Conflict Minerals Reporting Template developed by RMI.
The Company reviewed the supplier responses for inconsistent and/or incomplete responses that might indicate a potential risk.
The Company compared the smelters identified by its suppliers against the RMAP’s lists of compliant and active smelters.

(3)Design and implement a strategy to respond to identified risks
The Company implemented a risk management plan designed to identify, monitor and mitigate identified risks. Elements of the plan included:
providing updates to senior management in the finance, supply chain and legal functions;
sending corrective action follow-up notices to suppliers who provided incomplete and/or inconsistent responses to the Company’s information requests;
informing relevant suppliers, including new suppliers during the onboarding process, about the Company’s conflict minerals policy; and
encouraging suppliers who provided inconsistent or incomplete responses to improve their due diligence practices in accordance with the Company’s conflict minerals policy.

(4)Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain
The Company does not conduct audits of smelters. The Company relies on the RMAP to audit smelters that may be in the Company’s supply chain. If a surveyed supplier identifies a smelter that is not listed as compliant or active with RMAP’s assessment protocols, the Company follows up with the supplier for additional information and further action.
(5)Report on supply chain due diligence



This Conflict Minerals Report and the Company’s Specialized Disclosure Report (Form SD) are available in the “Investors” section of the Company’s website at https://www.colgatepalmolive.com. The reference to the Company’s website is provided for convenience only, and its contents are not incorporated by reference into this Conflict Minerals Report nor deemed filed with the U.S. Securities and Exchange Commission (the “SEC”).
Smelters
Attached as an Annex to this Conflict Minerals Report is an aggregated list of the smelters reported to the Company by its suppliers of conflict minerals. Some of the suppliers that provided this information did so on a company or division level, and not in relation to specific products. Therefore, the Company is unable to determine whether many of these smelters are actually in the Company’s supply chain. In addition, as noted above, because two of the surveyed suppliers were unable to identify all of the smelters in its supply chain, there may be other non-identified smelters in the Company’s supply chain.
Ongoing Risk Mitigation Efforts
The Company has implemented an ongoing risk mitigation plan that is intended to strengthen its supply chain due diligence capability and traceability with respect to conflict minerals and reduce the risk that the sourcing of any conflict minerals benefits armed groups in the Covered Countries. The Company’s ongoing risk mitigation efforts include:
seeking to incorporate supplier contract language and/or terms and conditions that require relevant suppliers to cooperate with the Company’s conflict minerals compliance efforts;
continuing to engage with the Company’s suppliers, including new suppliers, to develop and enhance their due diligence processes; and
sharing the Company’s conflict minerals policy with suppliers.
Cautionary Statement on Forward-Looking Statements
This Conflict Minerals Report, including the description of the Company’s ongoing risk mitigation efforts, contains forward-looking statements (as such term is defined in the Private Securities Litigation Reform Act of 1995 or by the SEC in its rules, regulations and releases). These statements are made on the basis of the Company’s views and expectations as of this time and the Company undertakes no obligation to update these statements whether as a result of new information, future events or otherwise, except as required by law or by the rules and regulations of the SEC. The Company cautions investors that such forward-looking statements are not guarantees of future performance and that actual events or results may differ materially from those statements due to factors such as the implementation of satisfactory traceability and other compliance measures by the Company’s direct and indirect suppliers on a timely basis or at all, whether smelters and refiners and other market participants responsibly source conflict minerals, internal and external resource restraints, and political and regulatory developments, whether in the Covered Countries, the United States or elsewhere. For a description of certain factors that could cause the Company’s future events or results to differ materially from those expressed in any forward-looking statement, please refer to the Company’s filings with the SEC, including, without limitation, information under captions “Risk Factors” and “Cautionary Statement on Forward-Looking Statements” included in the Company’s Annual Report on Form 10-K for the fiscal year ended December 31, 2022 and subsequent Quarterly Reports on Form 10-Q.




Annex
Smelters
Smelter IDMetalSmelter NameSmelter LocationRMAP Status
CID000004TungstenA.L.M.T. Corp.JapanCompliant
CID000015GoldAdvanced Chemical CompanyUnited States of America*
CID000019GoldAida Chemical Industries Co., Ltd.JapanCompliant
CID000035GoldAllgemeine Gold-und Silberscheideanstalt A.G.GermanyCompliant
CID000041GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCompliant
CID000058GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCompliant
CID000077GoldArgor-Heraeus S.A.SwitzerlandCompliant
CID000082GoldAsahi Pretec Corp.JapanCompliant
CID000090GoldAsaka Riken Co., Ltd.JapanCompliant
CID000103GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.Turkey*
CID000105TungstenKennametal HuntsvilleUnited States of AmericaCompliant
CID000113GoldAurubis AGGermanyCompliant
CID000128GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCompliant
CID000157GoldBoliden ABSwedenCompliant
CID000176GoldC. Hafner GmbH + Co. KGGermanyCompliant
CID000180GoldCaridadMexico*
CID000185GoldCCR Refinery - Glencore Canada CorporationCanadaCompliant
CID000189GoldCendres + Metaux S.A.Switzerland*
CID000197GoldYunnan Copper Industry Co., Ltd.China*
CID000218TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCompliant
CID000228TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCompliant
CID000233GoldChimet S.p.A.ItalyCompliant



CID000258TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCompliant
CID000264GoldChugai MiningJapanCompliant
CID000281TungstenCNMC (Guangxi) PGMA Co., Ltd.China*
CID000292TinAlphaUnited States of AmericaCompliant
CID000309TinPT Aries Kencana SejahteraIndonesiaCompliant
CID000313TinPT Premium Tin IndonesiaIndonesiaCompliant
CID000343GoldDaye Non-Ferrous Metals Mining Ltd.China*
CID000359GoldDSC (Do Sung Corporation)Korea, Republic ofCompliant
CID000401GoldDowaJapanCompliant
CID000402TinDowaJapanCompliant
CID000425GoldEco-System Recycling Co., Ltd. East PlantJapanCompliant
CID000438TinEM VintoBolivia (Plurinational State of)Compliant
CID000448TinEstanho de Rondonia S.A.BrazilCompliant
CID000460TantalumF&X Electro-Materials Ltd.ChinaCompliant
CID000468TinFenix MetalsPolandCompliant
CID000522GoldRefinery of Seemine Gold Co., Ltd.China*
CID000538TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCompliant
CID000555TinGejiu Zili Mining And Metallurgy Co., Ltd.China*
CID000568TungstenGlobal Tungsten & Powders Corp.United States of AmericaCompliant
CID000616TantalumXIMEI RESOURCES (GUANGDONG) LIMITEDChinaCompliant
CID000651GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.China*
CID000671GoldHangzhou Fuchunjiang Smelting Co., Ltd.China*
CID000689GoldLT Metal Ltd.Korea, Republic ofCompliant



CID000694GoldHeimerle + Meule GmbHGermanyCompliant
CID000707GoldHeraeus Metals Hong Kong Ltd.ChinaCompliant
CID000711GoldHeraeus Precious Metals GmbH & Co. KGGermanyCompliant
CID000766TungstenHunan Chenzhou Mining Co., Ltd.ChinaCompliant
CID000767GoldHunan Chenzhou Mining Co., Ltd.China*
CID000769TungstenHunan Jintai New Material Co., Ltd.China*
CID000773GoldHunan Guiyang yinxing Non-ferrous Smelting Co., Ltd.China*
CID000778GoldHwaSeong CJ CO., LTD.Korea, Republic of*
CID000801GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCompliant
CID000807GoldIshifuku Metal Industry Co., Ltd.JapanCompliant
CID000814GoldIstanbul Gold RefineryTurkeyCompliant
CID000823GoldJapan MintJapanCompliant
CID000825TungstenJapan New Metals Co., Ltd.JapanCompliant
CID000855GoldJiangxi Copper Co., Ltd.ChinaCompliant
CID000875TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaCompliant
CID000914TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCompliant
CID000917TantalumJiujiang Tanbre Co., Ltd.ChinaCompliant
CID000920GoldAsahi Refining USA Inc.United States of AmericaCompliant
CID000924GoldAsahi Refining Canada Ltd.CanadaCompliant
CID000937GoldJX Nippon Mining & Metals Co., Ltd.JapanCompliant
CID000942TinGejiu Kai Meng Industry and Trade LLCChina*
CID000956GoldKazakhmys Smelting LLCKazakhstan*
CID000957GoldKazzincKazakhstanCompliant
CID000966TungstenKennametal FallonUnited States of AmericaCompliant
CID000969GoldKennecott Utah Copper LLCUnited States of AmericaCompliant



CID000981GoldKojima Chemicals Co., Ltd.JapanCompliant
CID001029GoldKyrgyzaltyn JSCKyrgyzstan*
CID001032GoldL'azurde Company For JewelrySaudi Arabia*
CID001056GoldLingbao Gold Co., Ltd.China*
CID001058GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.China*
CID001070TinChina Tin Group Co., Ltd.ChinaCompliant
CID001076TantalumLSM Brasil S.A.BrazilCompliant
CID001078GoldLS-NIKKO Copper Inc.Korea, Republic ofCompliant
CID001093GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.China*
CID001105TinMalaysia Smelting Corporation (MSC)MalaysiaCompliant
CID001113GoldMaterionUnited States of AmericaCompliant
CID001119GoldMatsuda Sangyo Co., Ltd.JapanCompliant
CID001142TinMetallic Resources, Inc.United States of AmericaCompliant
CID001147GoldMetalor Technologies (Suzhou) Ltd.ChinaCompliant
CID001149GoldMetalor Technologies (Hong Kong) Ltd.ChinaCompliant
CID001152GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCompliant
CID001153GoldMetalor Technologies S.A.SwitzerlandCompliant
CID001157GoldMetalor USA Refining CorporationUnited States of AmericaCompliant
CID001161GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCompliant
CID001163TantalumMetallurgical Products India Pvt., Ltd.IndiaCompliant
CID001173TinMineracao Taboca S.A.BrazilCompliant
CID001175TantalumMineracao Taboca S.A.BrazilCompliant
CID001182TinMinsurPeruCompliant
CID001188GoldMitsubishi Materials CorporationJapanCompliant
CID001191TinMitsubishi Materials CorporationJapanCompliant



CID001192TantalumMitsui Mining and Smelting Co., Ltd.JapanCompliant
CID001193GoldMitsui Mining and Smelting Co., Ltd.JapanCompliant
CID001200TantalumNPM Silmet ASEstoniaCompliant
CID001220GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCompliant
CID001231TinJiangxi New Nanshan Technology Ltd.ChinaCompliant
CID001236GoldNavoi Mining and Metallurgical CombinatUzbekistanCompliant
CID001259GoldNihon Material Co., Ltd.JapanCompliant
CID001277TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCompliant
CID001314TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCompliant
CID001325GoldOhura Precious Metal Industry Co., Ltd.JapanCompliant
CID001337TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State of)Compliant
CID001352GoldPAMP S.A.SwitzerlandCompliant
CID001362GoldPenglai Penggang Gold Industry Co., Ltd.China*
CID001397GoldPT Aneka Tambang (Persero) TbkIndonesiaCompliant
CID001399TinPT Artha Cipta LanggengIndonesiaCompliant
CID001402TinPT Babel Inti PerkasaIndonesiaCompliant
CID001406TinPT Babel Surya Alam LestariIndonesiaCompliant
CID001421TinPT Belitung Industri SejahteraIndonesiaActive
CID001428TinPT Bukit TimahIndonesiaCompliant
CID001453TinPT Mitra Stania PrimaIndonesiaCompliant
CID001457TinPT Panca Mega PersadaIndonesia*
CID001458TinPT Prima Timah UtamaIndonesiaCompliant
CID001460TinPT Refined Bangka TinIndonesiaCompliant
CID001463TinPT Sariwiguna BinasentosaIndonesiaCompliant
CID001468TinPT Stanindo Inti PerkasaIndonesiaCompliant
CID001477TinPT Timah Tbk KundurIndonesiaCompliant
CID001482TinPT Timah Tbk MentokIndonesiaCompliant



CID001486TinPT Timah NusantaraIndonesiaActive
CID001490TinPT Tinindo Inter NusaIndonesia*
CID001493TinPT Tommy UtamaIndonesiaCompliant
CID001498GoldPX Precinox S.A.SwitzerlandCompliant
CID001508TantalumQuantumCleanUnited States of AmericaCompliant
CID001512GoldRand Refinery (Pty) Ltd.South AfricaCompliant
CID001522TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCompliant
CID001534GoldRoyal Canadian MintCanadaCompliant
CID001539TinRui Da HungTaiwanCompliant
CID001546GoldSabin Metal Corp.United States of America*
CID001555GoldSamduck Precious MetalsKorea, Republic of*
CID001562GoldSamwon Metals Corp.Korea, Republic of*
CID001585GoldSEMPSA Joyeria Plateria S.A.SpainCompliant
CID001619GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.China*
CID001622GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCompliant
CID001736GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCompliant
CID001761GoldSolar Applied Materials Technology Corp.TaiwanCompliant
CID001798GoldSumitomo Metal Mining Co., Ltd.JapanCompliant
CID001810GoldSuper Dragon Technology Co., Ltd.Taiwan*
CID001869TantalumTaki Chemical Co., Ltd.JapanCompliant
CID001875GoldTanaka Kikinzoku Kogyo K.K.JapanCompliant
CID001891TantalumTelex MetalsUnited States of AmericaCompliant
CID001898TinThaisarcoThailandCompliant
CID001908TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.China*



CID001909GoldGreat Wall Precious Metals Co., Ltd. of CBPMChina*
CID001916GoldThe Refinery of Shandong Gold Mining Co., Ltd.ChinaCompliant
CID001938GoldTokuriki Honten Co., Ltd.JapanCompliant
CID001947GoldTongling Nonferrous Metals Group Co., Ltd.China*
CID001955GoldTorecomKorea, Republic ofCompliant
CID001969TantalumUlba Metallurgical Plant JSCKazakhstanCompliant
CID001980GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCompliant
CID001993GoldUnited Precious Metal Refining, Inc.United States of AmericaCompliant
CID002003GoldValcambi S.A.SwitzerlandCompliant
CID002015TinVQB Mineral and Trading Group JSCViet Nam*
CID002030GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCompliant
CID002036TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCompliant
CID002044TungstenWolfram Bergbau und Hutten AGAustriaCompliant
CID002082TungstenXiamen Tungsten Co., Ltd.ChinaCompliant
CID002100GoldYamakin Co., Ltd.JapanCompliant
CID002129GoldYokohama Metal Co., Ltd.JapanCompliant
CID002158TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCompliant
CID002180TinYunnan Tin Company LimitedChinaCompliant
CID002224GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCompliant
CID002243GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCompliant
CID002282GoldMorris and WatsonNew Zealand*
CID002290GoldSAFINA A.S.CzechiaCompliant
CID002312GoldGuangdong Jinding Gold LimitedChina*
CID002313TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.China*



CID002314GoldUmicore Precious Metals ThailandThailand*
CID002315TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCompliant
CID002316TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCompliant
CID002317TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCompliant
CID002318TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCompliant
CID002319TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCompliant
CID002320TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCompliant
CID002321TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCompliant
CID002455TinCV Venus Inti PerkasaIndonesiaCompliant
CID002459GoldGeib Refining CorporationUnited States of AmericaCompliant
CID002468TinMagnu's Minerais Metais e Ligas Ltda.BrazilCompliant
CID002478TinPT Tirus Putra MandiriIndonesia*
CID002492TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCompliant
CID002494TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCompliant
CID002500TinMelt Metais e Ligas S.A.Brazil*
CID002502TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCompliant
CID002503TinPT ATD Makmur Mandiri JayaIndonesiaCompliant
CID002504TantalumD Block Metals, LLCUnited States of AmericaCompliant
CID002505TantalumFIR Metals & Resource Ltd.ChinaCompliant
CID002506TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCompliant
CID002508TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCompliant
CID002509GoldMMTC-PAMP India Pvt., Ltd.IndiaCompliant
CID002511GoldKGHM Polska Miedz Spolka AkcyjnaPolandCompliant
CID002512TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCompliant



CID002513TungstenHunan Shizhuyuan Nonferrous Metals Co., Ltd. Chenzhou Tungsten Products BranchChinaCompliant
CID002516GoldSingway Technology Co., Ltd.Taiwan*
CID002517TinO.M. Manufacturing Philippines, Inc.PhilippinesCompliant
CID002525GoldShandong Humon Smelting Co., Ltd.China*
CID002527GoldShenzhen Zhongheng Real Industry Co., Ltd.China*
CID002539TantalumKEMET Blue MetalsMexicoCompliant
CID002541TungstenH.C. Starck Tungsten GmbHGermanyCompliant
CID002542TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCompliant
CID002543TungstenMasan High-Tech MaterialsViet NamCompliant
CID002544TantalumH.C. Starck Co., Ltd.ThailandCompliant
CID002545TantalumH.C. Starck Tantalum and Niobium GmbHGermanyCompliant
CID002547TantalumH.C. Starck Hermsdorf GmbHGermanyCompliant
CID002548TantalumH.C. Starck Inc.United States of AmericaCompliant
CID002549TantalumTANIOBIS Japan Co., Ltd.JapanCompliant
CID002550TantalumTANIOBIS Smelting GmbH & Co. KGGermanyCompliant
CID002551TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCompliant
CID002557TantalumGlobal Advanced Metals BoyertownUnited States of AmericaCompliant
CID002558TantalumGlobal Advanced Metals AizuJapanCompliant
CID002560GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCompliant
CID002561GoldEmirates Gold DMCCUnited Arab EmiratesCompliant
CID002562GoldInternational Precious Metal RefinersUnited Arab Emirates*
CID002572TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet Nam*
CID002573TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet Nam*



CID002574TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet Nam*
CID002580GoldT.C.A S.p.AItalyCompliant
CID002582GoldREMONDIS PMR B.V.NetherlandsCompliant
CID002584GoldFujairah Gold FZCUnited Arab Emirates*
CID002588GoldShirpur Gold Refinery Ltd.India*
CID002589TungstenNiagara Refining LLCUnited States of AmericaCompliant
CID002593TinPT Rajehan AriqIndonesiaCompliant
CID002605GoldKorea Zinc Co., Ltd.Korea, Republic ofCompliant
CID002606GoldMarsam MetalsBrazil*
CID002615GoldTOO Tau-Ken-AltynKazakhstanCompliant
CID002641TungstenChina Molybdenum Tungsten Co., Ltd.ChinaCompliant
CID002645TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaCompliant
CID002696TinPT Cipta Persada MuliaIndonesiaCompliant
CID002703TinAn Vinh Joint Stock Mineral Processing CompanyViet Nam*
CID002706TinResind Industria e Comercio Ltda.BrazilCompliant
CID002707TantalumResind Industria e Comercio Ltda.BrazilCompliant
CID002708GoldAbington Reldan Metals, LLCUnited States of AmericaCompliant
CID002756TinSuper LigasBrazilActive
CID002761GoldSAAMPFranceCompliant
CID002762GoldL'Orfebre S.A.AndorraCompliant
CID002763Gold8853 S.p.A.Italy*
CID002765GoldItalpreziosiItalyCompliant
CID002773TinAurubis BeerseBelgiumCompliant
CID002774TinAurubis BerangoSpainCompliant
CID002778GoldWIELAND Edelmetalle GmbHGermanyCompliant
CID002779GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCompliant



CID002816TinPT Sukses Inti MakmurIndonesiaCompliant
CID002827TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCompliant
CID002833TungstenACL Metais EireliBrazil*
CID002835TinPT Menara Cipta MuliaIndonesiaCompliant
CID002842TantalumJiangxi Tuohong New Raw MaterialChinaCompliant
CID002850GoldAU Traders and RefinersSouth Africa*
CID002852GoldGCC Gujrat Gold Centre Pvt. Ltd.IndiaActive
CID002853GoldSai RefineryIndia*
CID002857GoldModeltech Sdn BhdMalaysia*
CID002858TinModeltech Sdn BhdMalaysia*
CID002863GoldBangalore RefineryIndiaCompliant
CID002867GoldDegussa Sonne / Mond Goldhandel GmbHGermany*
CID002872GoldPease & CurrenUnited States of America*
CID002893GoldJalan & CompanyIndia*
CID002918GoldSungEel HiMetal Co., Ltd.Korea, Republic ofCompliant
CID002919GoldPlanta Recuperadora de Metales SpAChileCompliant
CID002920GoldABC Refinery Pty Ltd.Australia*
CID002973GoldSafimet S.p.AItaly*
CID003116TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCompliant
CID003153GoldState Research Institute Center for Physical Sciences and TechnologyLithuania*
CID003186GoldGold Coast RefineryGhana*
CID003189GoldNH Recytech CompanyKorea, Republic ofCompliant
CID003190TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCompliant
CID003205TinPT Bangka SerumpunIndonesiaCompliant
CID003208TinPongpipat Company LimitedMyanmar*
CID003324GoldQG Refining, LLCUnited States of America*



CID003325TinTin Technology & RefiningUnited States of AmericaCompliant
CID003348GoldDijllah Gold Refinery FZCUnited Arab Emirates*
CID003356TinDongguan CiEXPO Environmental Engineering Co., Ltd.China*
CID003381TinPT Rajawali Rimba PerkasaIndonesiaCompliant
CID003382GoldCGR Metalloys Pvt Ltd.India*
CID003383GoldSovereign MetalsIndia*
CID003387TinLuna Smelter, Ltd.RwandaCompliant
CID003397TinYunnan Yunfan Non-ferrous Metals Co., Ltd.China*
CID003407TungstenLianyou Metals Co., Ltd.TaiwanCompliant
CID003409TinPrecious Minerals and Smelting LimitedIndia*
CID003410TinGejiu City Fuxiang Industry and Trade Co., Ltd.China*
CID003417TungstenHubei Green Tungsten Co., Ltd.ChinaCompliant
CID003421GoldC.I Metales Procesados Industriales SASColombiaActive
CID003424GoldEco-System Recycling Co., Ltd. North PlantJapanCompliant
CID003425GoldEco-System Recycling Co., Ltd. West PlantJapanCompliant
CID003427TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.Brazil*
CID003449TinPT Mitra Sukses GlobalindoIndonesiaCompliant
CID003461GoldAugmont Enterprises Private LimitedIndiaActive
CID003463GoldKundan Care Products Ltd.India*
CID003468TungstenCronimet Brasil LtdaBrazilCompliant
CID003486TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCompliant
CID003487GoldEmerald Jewel Industry India Limited (Unit 1)India*
CID003488GoldEmerald Jewel Industry India Limited (Unit 2)India*



CID003489GoldEmerald Jewel Industry India Limited (Unit 3)India*
CID003490GoldEmerald Jewel Industry India Limited (Unit 4)India*
CID003497GoldK.A. RasmussenNorway*
CID003500GoldAlexy MetalsUnited States of AmericaCompliant
CID003524TinCRM SynergiesSpainCompliant
CID003529GoldSancus ZFS (L’Orfebre, SA)ColombiaCompliant
CID003540GoldSellem Industries Ltd.Mauritania*
CID003548GoldMD OverseasIndia*
CID003557GoldMetallix Refining Inc.United States of America*
CID003575GoldMetal Concentrators SA (Pty) Ltd.South AfricaCompliant
CID003582TinFabrica Auricchio Industria e Comercio Ltda.BrazilCompliant
CID003583TantalumYancheng Jinye New Material Technology Co., Ltd.ChinaCompliant
CID003609TungstenFujian Xinlu TungstenChinaCompliant
CID003615GoldWEEEREFININGFranceActive
CID003641GoldGold by Gold ColombiaColombiaCompliant
CID003831TinDS MyanmarMyanmarCompliant
CID003868TinPT Putera Sarana Shakti (PT PSS)IndonesiaCompliant

(1) Smelters identified as “Compliant” are listed as complying with the RMAP assessment protocols and include smelters with currently valid audits or a re-audits in progress or, with respect to certain gold smelters, that had successfully completed a cross-recognized assessment with the LBMA and/or RJC, and smelters identified as “Active” are listed as having agreed to complete the RMAP audit process, in each case as of May 25, 2023.
* Smelters identified as neither “Compliant” nor “Active” by RMI as of May 25, 2023.